Compliance
HR Audit Checklist
A comprehensive checklist for reviewing employment contracts, tax forms, compliance filings, and employee records for regulatory compliance.
Last Updated: July 2026
Reading time: 5 mins
Document Type: Template Draft
HR NITI PREVIEW
HR Regulatory Audit Checklist
Section 1: Employment Files Compliance
- [ ] Signed employment agreements and NDAs present in all active employee folders.
- [ ] Educational and previous experience documents verified.
- [ ] PAN and Aadhaar copies recorded and linked.
Section 2: Statutory & Payroll Compliance
- [ ] Correct Provident Fund (PF) and ESI deductions executed.
- [ ] Accurate calculations for Professional Tax (PT) across states.
- [ ] Monthly filing receipts matching records.
Section 3: Workplace Compliance
- [ ] Mandatory POSH training compliance certified.
- [ ] Work health and safety displays active.
Need to automate contract generation?
HR Niti generates offer letters & payroll items automatically from candidate cards.
Download PDF/DOCX
Get Free File Access
Unlock edit access to customize, fill, or integrate this layout.
Related Templates
Compliance
Mutual Non-Disclosure Agreement (NDA)
A legally drafted Mutual Non-Disclosure Agreement to protect proprietary business information, intellectual property, and client data.
PerformancePromotion Proposal Template
Recommending employees for promotion. Business case justification blocks, performance logs, and salary details.
RecruitmentStandard Job Description Template
Structured outline mapping job titles, team divisions, primary responsibilities, qualifications, and benefits summaries.